Must an RFP or BAA be issued for a Phase III effort?

No, a Phase III contract could result from an unsolicited proposal, simplified acquisition announcement, an ordering process allowed under Indefinite Delivery/Indefinite Quantity (ID/IQ) contracts, multiple award contracts, or a non-competitive award. No J&A is required if the award is based on any competitive announcement (RFP, BAA, etc.). In all cases (competitive and non-competitive), the contract award must include the SBIR|STTR data rights clause.

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